The REGIS-TR RoundUp

S6E7: 2 Years of the RoundUp with Seb Malik (Market FinReg)

April 07, 2022 REGIS-TR Season 6 Episode 7
The REGIS-TR RoundUp
S6E7: 2 Years of the RoundUp with Seb Malik (Market FinReg)
Show Notes

In this very special feature length episode we look back at the last 2 years of the REGIS-TR RoundUp and consider the big stories that have dominated the TR news - SFTR, Brexit, MiFID II, EMIR REFIT and ESG - plus of course the response to the Covid-19 pandemic.

Join our special guest Seb Malik (Head of Financial Law at Market FinReg, author of MiFID II a survival guide) as he gives us his expert insight into what went well, what went as expected... and what didn't. Plus we consider the future for the sector, and celebrate REGIS-TR's move to the SIX Group and being the first UK TR to get an FCA license. 

We're celebrating our 2nd podcast birthday and taking a few weeks off before we start season 7 - come and celebrate with us!