The REGIS-TR RoundUp
The REGIS-TR RoundUp is a hub for regulatory reporting news and views from your leading Trade Repository team and industry guests from across the globe.
Episodes
99 episodes
S10:E8 UK Refit Update & Reporting Focus for Q4
We're back from our summer break with a new team - introducing Paula López Ortega our new head of client services, and a chance to catch up with our MD Maria Santos - together with regular co-hosts Laura Rodriguez and Nicholas Bruce, we're look...
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Season 10
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Episode 7
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36:58
S10:E7 ISDA Special - Digital Regulatory Reporting with Tara Kruse and Andrew Bayley
In this show, we go in-depth on ISDA's Digital Regulatory Reporting (DRR) - a repository of open source, machine-executable code that will enable market participants to report faster and with higher data quality in multiple global j...
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Season 10
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Episode 6
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51:19
S10:E6 EMIR Refit Go Live Report - How Did the Markets React?
In this special feature-length show, EMIR Refit reporting experts Tim Hartley (Dir. EMIR Reporting, Kaizen) and John Graham (Senior Dir. Regulation, FIA) join our Head of Biz Dev. Nick Bruce, Head of Institutional Relations, Laura Rodriguez and...
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Season 10
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Episode 6
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58:37
S10:E5 In-depth Expert Special on the new DORA Regulation
In this show we take a break from EMIR Refit and look at the next major piece of 2024 regulation - DORA the Digital Operations and Resilience Act. This will be a potentially disruptive and complex new set of regulations for EU financial entitie...
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Season 10
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Episode 5
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51:31
S10:E4 Women in Leadership Special for International Women's Day 2024
In this special feature-length show, we celebrate International Women's Day and Regis-TR's industry-leading roster of women in senior leadership roles with co-hosts Bárbara Ruiz Alonso (Head of Client Services) and Laura Rodriguez (Head of Inst...
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Season 10
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Episode 4
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53:39
S10:E3 Data, Risk Weighting and Financial Information Services with Darren Marsh (SIX Group)
In this month's show we discuss the new Regis-TR MED onboarding platform, discuss the state of the market in preparation for the EMIR Refit deadline on April 29th, and go in-depth on financial information services, risk weightings and dat...
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Season 10
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Episode 3
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49:55
S10:E2 What's coming in 2024: ESMA's Work Plan, New Reporting Obligations & Refit Countdown
Join the Regis-TR team for this first show of 2024: Laura Rodrigquez (Head of Institutional Relations) breaks down the ESMA 2024 work plan and what it means for market participants and TRs. Also UK CEO John Kernan, Head of Business Develo...
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Season 10
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Episode 2
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57:34
S10:E1 End of Year Special 2023: Industry Challenges, Data Field Problems and Predictions for 2024! Merry Christmas!
As the curtain falls on 2023, we're thrilled to bring back Head of Client Services and regular co-host for seasons 1-6, Barbara Ruiz Alonso. She's joined by regular host Andrew Keith Walker, Laura Rodriguez, Nicholas Bruce, and John Kernan for ...
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Season 10
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Episode 1
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58:03
S9:E9 Annual Client Conference Live Part 2
Join us for part 2 of our special event show with live interviews from the Annual Client Conference held in London on October 26th. With news, insights and opinions from Mari-Carmen Mochón (CCO, Regis-TR SA), Tim Hartley (Kaizen), John Graham (...
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Season 9
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Episode 9
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41:27
S9:E8 Live Event Special - Part 1: The Regulatory Outlook for 2024
This show was recorded live from London, featuring the opinions and insights of a wide range of industry experts from the world of RegTech, including Thomas Steimann (CEO, Regis-Tr SA), Irene Mermigidis (MD, Regis-TR SA), Andrew Pinnington-Mann...
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Season 9
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Episode 8
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36:46
S9E7: Repo & SFTR Special with Danny Corrigan, CEO London Reporting House
In this show, we catch up with one of our first guests - Danny Corrigan, CEO of the London Reporting House - to discuss the role of data analysis, Regtech and Fintech in the world of repo. With repo volumes growing quickly and now over th...
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Season 9
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Episode 7
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40:23
S9E6: FIA (Futures Industry Association) EMIR Refit Special with John Graham
In this special extended edition of the RoundUp, we go in-depth on Futures and ETFs, asking the FIA Director of Regulation John Graham to take us through the unique challenges for improving data quality and meeting the new Refit data requiremen...
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Season 9
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Episode 6
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48:40
S9E5: Regulation, Government & Crisis Management with Urs Reich & Laura Rodriguez
In this special feature-length show we go in-depth with Urs Reich (Head of Public Affairs & Markets, SIX) and Laura Rodriguez (Head of Institutional Relations, Regis-TR) to discuss the challenges of managing relationships with government, m...
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Season 9
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Episode 5
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43:01
S9:E4 EMIR Refit FAQ Special - Feature Length Podcast Q&A
In this show, we answer the most frequently asked questions that market participants need to know about EMIR Refit, our reporting dashboard and UAT testing environment - plua the changes they'll need to make to their own data capture and ...
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Season 9
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Episode 4
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44:14
S9E3: Cecabank - Building EMIR Refit Solutions as a Regulated Market Participant
This week we meet Massimo Salerno, Director of Treasury, Risk and Regulatory Services at Cecabank, and discuss their unique position within the Iberian region as both a market participant and a service provider to over 40 regulated financial en...
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Season 9
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Episode 3
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33:27
S9E2: EMIR Refit Special with Tim Hartley, Dir EMIR Reporting at Kaizen
In this show we go in-depth with EMIR expert - and old friend of the show - Tim Hartley, to talk about market readiness for EMIR's April 2024 go-live, the need for accurate high quality data reporting and discuss the complexities of the post-Br...
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Season 9
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Episode 2
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35:50
S9E1: EMIR Refit, Data Quality & Regnology, with Fabian Klar & Fraser Reid
In this week's show we catch-up with Fabian Klar and Fraser Reid from Regnology to discuss their view on building solutions for EMIR Refit - and preparing market participants for ESMA's new data quality requirements in the 2022 DQR. With regula...
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Season 9
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Episode 1
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31:33
S8E6: CSDR Special Report with Jesus Benito, Head Domestic Custody & TR operations, SIX
In this feature length episode we go in depth on the topic of CSDR, where it connects with EMIR Refit, and the implications for CSDs and ICSDs with Jesús Benito. Jesús is Head Domestic Custody & TR operations, SIX. In this show Jesús explai...
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Season 8
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Episode 6
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39:48
S8E5: EXCLUSIVE: EMIR Refit Readiness - 2023 Market Survey Preview with Novatus Advisory
This week we get an exclusive preview of the new 2023 EMIR Refit Readiness report from Novatus Advisory. Francis Stroudley, Director and Transaction Reporting Lead, Nick Bruce (Head of Business Development, Regis-TR) and house Andrew Keith Walk...
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Season 8
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Episode 5
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31:19
S8E4: New Year Show - Reviewing the 2023 EMIR Refit Guidelines & Technical Documentation
Our 2023 shows kick off with a detailed discussion of the newly published EMIR Refit guidelines, discussing the practical implementation of the EMIR Refit guidelines, transitional period, data quality standards and reporting obligations. We're ...
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Season 8
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Episode 4
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33:42
S8E3: Christmas Special - Review of 2022 and predictions for 2023
In this special show, we look back at the major events of 2022 for Regis-TR and the SIX Group, as well as the great events we attended from SIBOS to our own Post-Trade Summit. We also look at how the working life of a TR has changed comin...
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Season 8
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Episode 3
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32:00
S8E2: Andrea Ostini Della Vedova on AI Regulation & the Future of AI in Regtech
In this week's special show we go in-depth with legal expert Andrea Ostini Della Vedova - Head of Data Protection and Data Protection Officer for the SIX Group. In this chat with regular host Andrew Keith Walker, they explore different g...
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Season 8
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Episode 2
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35:54
S8E1: LIVE CEO Special - EMIR Refit's Complex Clearing Regulations with Laura Bayley, John Kernan & Thomas Steimann
We are back for season 8, with a new weekly format and a host of new guests to take use though to 2023. In our first ever in-person live studio show, we're at our Devonshire Square studio with Laura Bayley CEO Six X-Clear, Thomas S...
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Season 8
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Episode 1
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36:42
S7E7: Season Finale - M&A Special with Bernard Gudowski (SIX Group)
In this week's very special episode we talk about the behind the scenes work of Bernard Gudowski, a director in the SIX M&A team and Head of Post Merger Integration & Separation. We explore the tight timelines and high efficiency with w...
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Season 7
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Episode 7
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44:55
S7E6: Q3 & Q4 Preview - What Market Participants Should Expect from the Rest of 2022
In this show we take a mid-year review of where the TR industry and market participants are in their EMIR Refit preparations, plus look at the rest of the year and consider how new regulatory regimes like DORA will add more tasks into the plann...
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Season 7
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Episode 6
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45:10